Herzog John E's Form 4/A amendment
AmendedOlb Group, Inc. (OLB) · filed Dec 14, 2021
- Accession no.
- 0001213900-21-065307
- Filed
- Dec 14, 2021
- Trade date
- May 27-Aug 26, 2021
- Filing delay
- 201 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 30, 2021
This filing lists 3 non-derivative transactions. Open-market sales total $74.3K. It was filed 201 days after the trade.
This amendment replaces 0001213900-21-045730 (filed Aug 30, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Herzog John ECIK 0001291393 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2021 | Common Stock | SSaleDisposed | −3,333 | $4.95 | −$16,498.35 | 12,418 | Indirect | |
| May 28, 2021 | Common Stock | SSaleDisposed | −7,889 | $5.30 | −$41,811.7 | 4,529 | Indirect | |
| Aug 26, 2021 | Common Stock | SSaleDisposed | −4,529 | $3.54 | −$16,032.66 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.
- F2
These shares are held by John E Herzog, Trustee, John E. Herzog Revocable Trust U/A/D 02/07/2014. The Reporting Person serves as a trustee of the John E. Herzog Revocable Trust U/A/D 02/07/2014.
- F3
The Series A Preferred Stock are convertible into shares of Common Stock of the registrant, at the option of the reporting person, on or after the date on which certain of the registrant's long term indebtedness is repaid in full and there is no further outstanding obligations regarding such indebtedness.