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Papastavrou Jason D's Form 4 filing

Chicago Atlantic Real Estate Finance, Inc. (REFI) · filed Dec 10, 2021

Accession no.
0001213900-21-064798
Filed
Dec 10, 2021
Trade date
Dec 8-10, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $80.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Papastavrou Jason DCIK 0001329290Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 8, 2021Common StockPPurchaseAcquired+5,000$16.00+$80,0005,000Direct
Dec 10, 2021Common StockAGrant or awardAcquired+4,688$0.00$09,688Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)