Steamboat Capital Partners, LLC's Form 4 filing
Wheeler Real Estate Investment Trust, Inc. (WHLR) · filed Nov 24, 2021
- Accession no.
- 0001213900-21-061882
- Filed
- Nov 24, 2021, 1:22 PM ET
- Trade date
- Nov 22-23, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steamboat Capital Partners, LLCCIK 0001635663 | 10% Owner |
| Kiai ParsaCIK 0001766850 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −490 | $7.72F2 | −$6,062.24 | 34,955 | Indirect | |
| Nov 23, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −490 | $7.83F4 | −$6,142.78 | 34,170 | Indirect | |
| Nov 22, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −221 | $16.08F8 | −$2,411.51 | 88,596 | Indirect | |
| Nov 23, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −1,702 | $15.62F10 | −$18,043.87 | 87,441 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This is the average price. The prices at which shares were actually sold range from $7.65 to $7.84. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table II.
- F4
This is the average price. The prices at which shares were actually sold range from $7.80 to $7.96. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table II.
- F8
This is the average price. The prices at which shares were actually sold range from $16.065 to $16.1. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table II.
- F10
This is the average price. The prices at which shares were actually sold range from $15.50 to $15.64. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table II.
Remarks
The ticker symbol referenced in item 2 is the symbol for the Common Stock. The symbols for the securities in which transactions actually occurred are WHLRD and WHLRP.