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Arisz Investment LLC's Form 4 filing

Arisz Acquisition Corp. (ARIZ) · filed Nov 22, 2021

Accession no.
0001213900-21-061347
Filed
Nov 22, 2021
Trade date
Nov 22, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $1.94M. It was filed on the trade date.

This filing was later replaced by the amendment 0001213900-21-062254 (Nov 29, 2021). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Arisz Investment LLCCIK 000189492010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2021Common StockPPurchaseAcquired+193,889$10.00+$1,938,8901,861,389Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 22, 2021Common StockPPurchaseAcquired+145,417–F1–193,889Direct
Nov 22, 2021Common StockPPurchaseAcquired+9,694–F1–193,889Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reporting person acquired 193,889 units, each unit consisting of one share of common stock, one right to receive one-twentieth (1/20) share of common stocks and one warrant to purchase three-fourths (3/4) share of common stock.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)