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Riley Bryant R's Form 4 filing

BRC Group Holdings, Inc. (RILY) · filed Nov 18, 2021

Accession no.
0001213900-21-060427
Filed
Nov 18, 2021
Trade date
Nov 17, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $1.55M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Riley Bryant RCIK 0001207269Director, Officer (Chairman and Co-CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 17, 2021Common StockPPurchaseAcquired+20,000$77.35+$1,547,0005,218,633Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

As of September 30, 2021, by virtue of the removal of any trading and voting power authority in any capacity of Bryant R. Riley over the assets of BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), Bryant R. Riley no longer may be deemed to beneficially own the shares held by BRPLP.

Read the full filing on SEC EDGAR (opens in a new tab)