Tompkins Mark N.'s Form 4 filing
Guerrilla RF, Inc. (GUER) · filed Nov 16, 2021
- Accession no.
- 0001213900-21-059769
- Filed
- Nov 16, 2021
- Trade date
- Nov 12, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $500.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tompkins Mark N.CIK 0001455971 | Other: Former Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Common stock, par value $0.0001 per share | PPurchaseDisposed | −250,000 | $2.00F1 | −$500,000 | 2,700,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares were purchased by the reporting person form the Issuer in a private placement offering.
Referenced by the price of 1 transaction in Table I.