Noel Christian's Form 4 filing
Cryomass Technologies, Inc. (CRYM) · filed Nov 12, 2021
- Accession no.
- 0001213900-21-058624
- Filed
- Nov 12, 2021, 3:35 PM ET
- Trade date
- Nov 11, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $202.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Noel ChristianCIK 0001856925 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | PPurchaseAcquired | +250,000 | $0.20 | +$50,000 | 6,250,000 | Direct | |
| Nov 11, 2021 | Common Stock | PPurchaseAcquired | +760,000 | $0.20 | +$152,000 | 7,010,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The purchase reflects a Unit purchase, each Unit consisting of (a) 10,000 shares of common stock at a price of $0.20 per share and (b) one common stock purchase warrant exercisable to purchase 10,000 additional shares of common stock of the corporation (each such additional share a "Warrant Share") at an exercise price of $0.40 per Warrant Share. For the purposes of this report no purchase price has been attributed to the warrant.
Referenced by the price of 2 transactions in Table II.