Subin Neil S's Form 4 filing
Spartacus Acquisition Corp · filed Oct 28, 2021
- Accession no.
- 0001213900-21-055224
- Filed
- Oct 28, 2021
- Trade date
- Oct 26-28, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market purchases total $11.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Subin Neil SCIK 0001201333 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Class A Common Stock | PPurchaseAcquired | +1,105,000 | $10.00 | +$11,050,000 | 1,605,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 26, 2021 | Class A Comon Stock | JOtherDisposed | −8,104,244 | –F2 | – | 0 | Indirect | |
| Oct 26, 2021 | Class A Comon Stock | JOtherAcquired | +3,890,085 | –F2 | – | 4,140,085 | Indirect | |
| Oct 26, 2021 | Class A Comon Stock | JOtherDisposed | −754,502 | –F6 | – | 4,245,498 | Indirect | |
| Oct 27, 2021 | Class A Comon Stock | JOtherDisposed | −100,000 | –F6 | – | 4,145,498 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.
Referenced by the price of 2 transactions in Table II.
- F6
Represents a transfer of Class B common stock to the reporting person as a member of Sponsor in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.
Referenced by the price of 2 transactions in Table II.