Alaris Master Fund LP's Form 4 filing
Palmer Square Capital BDC Inc. (PSBD) · filed Oct 18, 2021
- Accession no.
- 0001213900-21-053278
- Filed
- Oct 18, 2021, 4:30 PM ET
- Trade date
- Oct 1, 2021
- Filing delay
- 17 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $25.0M. It was filed 17 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alaris Master Fund LPCIK 0001801082 | 10% Owner |
| Alaris Capital, LLCCIK 0001807251 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | PPurchaseAcquired | +1,207,729.47 | $20.70 | +$25,000,000.03 | 2,804,392.74 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.