Radoff Bradley Louis's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Oct 12, 2021
- Accession no.
- 0001213900-21-052527
- Filed
- Oct 12, 2021
- Trade date
- Oct 7-11, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $92.8K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Radoff Bradley LouisCIK 0001380585 | Other: See Explanation of Responses |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 7, 2021 | Common Stock | PPurchaseAcquired | +1,547 | $7.58 | +$11,726.26 | 459,751 | Direct | |
| Oct 8, 2021 | Common Stock | PPurchaseAcquired | +6,700 | $7.57 | +$50,719 | 466,451 | Direct | |
| Oct 11, 2021 | Common Stock | PPurchaseAcquired | +4,000 | $7.59 | +$30,360 | 470,451 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.