Wu Xianghong's Form 4 filing
UC Asset LP (UCASU) · filed Oct 12, 2021
- Accession no.
- 0001213900-21-052164
- Filed
- Oct 12, 2021
- Trade date
- Oct 6-7, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $2.97K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wu XianghongCIK 0001828268 | Officer (Majority Member of GP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Common Units | SSaleDisposed | −1,000 | $1.94 | −$1,940 | 168,453 | Indirect | |
| Oct 7, 2021 | Common Units | SSaleDisposed | −500 | $2.06 | −$1,030 | 167,953 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.