Riley Bryant R's Form 4 filing
Paradium.AI, Inc. (PAAI) · filed Oct 8, 2021
- Accession no.
- 0001213900-21-052148
- Filed
- Oct 8, 2021, 8:51 PM ET
- Trade date
- Oct 6, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Riley Bryant RCIK 0001207269 | 10% Owner |
| BRC Group Holdings, Inc.CIK 0001464790 | 10% Owner |
| B. Riley Principal Investments, LLCCIK 0001776226 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +4,094,708 | –F4 | – | 4,094,708 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Series H Preferred Stock, par value $0.01 per share | PPurchaseAcquired | +110 | –F4 | – | 110 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The reported securities were acquired in consideration for the satisfaction of $2.8 million of indebtedness, plus accrued and unpaid interest, owed by the prior chief executive officer of the Issuer to BRPI.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.