Wu Xianghong's Form 4 filing
UC Asset LP (UCASU) · filed Oct 5, 2021
- Accession no.
- 0001213900-21-051417
- Filed
- Oct 5, 2021
- Trade date
- Jul 1-Sep 30, 2021
- Filing delay
- 96 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions. Open-market purchases total $1.44K. Open-market sales total $6.82K. It was filed 96 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wu XianghongCIK 0001828268 | Officer (Majority Member of GP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Units | SSaleDisposed | −500 | $1.21 | −$605 | 172,453 | Indirect | |
| Jul 6, 2021 | Common Units | SSaleDisposed | −500 | $1.27 | −$635 | 169,953 | Indirect | |
| Jul 14, 2021 | Common Units | SSaleDisposed | −100 | $1.15 | −$115 | 169,853 | Indirect | |
| Jul 15, 2021 | Common Units | SSaleDisposed | −100 | $1.18 | −$118 | 169,753 | Indirect | |
| Jul 19, 2021 | Common Units | SSaleDisposed | −100 | $1.18 | −$118 | 169,653 | Indirect | |
| Sep 30, 2021 | Common Units | SSaleDisposed | −2,200 | $1.56 | −$3,432 | 167,453 | Indirect | |
| Jul 27, 2021 | Common Units | PPurchaseAcquired | +274 | $1.10 | +$301.4 | 274 | Direct | |
| Aug 10, 2021 | Common Units | SSaleDisposed | −274 | $1.30 | −$356.2 | 0 | Direct | |
| Aug 18, 2021 | Common Units | PPurchaseAcquired | +330 | $1.11 | +$366.3 | 330 | Direct | |
| Aug 26, 2021 | Common Units | PPurchaseAcquired | +200 | $1.12 | +$224 | 530 | Direct | |
| Sep 23, 2021 | Common Units | SSaleDisposed | −500 | $1.49 | −$745 | 30 | Direct | |
| Sep 27, 2021 | Common Units | PPurchaseAcquired | +500 | $1.10 | +$550 | 530 | Direct | |
| Sep 30, 2021 | Common Units | SSaleDisposed | −530 | $1.31 | −$694.3 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.