Karkar Andrei's Form 4 filing
TMC the metals Co Inc. (TMC) · filed Oct 1, 2021
- Accession no.
- 0001213900-21-050967
- Filed
- Oct 1, 2021, 8:16 AM ET
- Trade date
- Sep 30, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $10.0M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Karkar AndreiCIK 0001874431 | Director, 10% Owner |
| ERAS Capital LLCCIK 0001881973 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Common Shares | PPurchaseAcquired | +2,250,110 | $4.44F2 | +$9,999,938.86 | 41,872,019 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.12 to $4.61 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
Referenced by the price of 1 transaction in Table I.