Barron Gerard's Form 4 filing
TMC the metals Co Inc. (TMC) · filed Oct 1, 2021
- Accession no.
- 0001213900-21-050962
- Filed
- Oct 1, 2021
- Trade date
- Sep 30, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $149.9K. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001104659-21-142803 (Nov 23, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barron GerardCIK 0001878772 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Common Shares | PPurchaseAcquired | +34,000 | $4.41F1 | +$149,940 | 14,243,752 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.33 to $4.54532 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
Referenced by the price of 1 transaction in Table I.