Riley Bryant R's Form 4 filing
Eos Energy Enterprises, Inc. (EOSE) · filed Sep 21, 2021
- Accession no.
- 0001213900-21-049232
- Filed
- Sep 21, 2021, 9:30 PM ET
- Trade date
- Sep 17, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $527.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Riley Bryant RCIK 0001207269 | 10% Owner |
| BRC Group Holdings, Inc.CIK 0001464790 | 10% Owner |
| B. Riley Securities, Inc.CIK 0001505748 | 10% Owner |
| BRC Partners Opportunity Fund, LPCIK 0001642765 | 10% Owner |
| B. Riley Capital Management, LLCCIK 0001658704 | 10% Owner |
| BRC Partners Management GP, LLCCIK 0001749420 | 10% Owner |
| B. Riley Principal Investments, LLCCIK 0001776226 | 10% Owner |
| B. Riley Principal Sponsor Co. II, LLCCIK 0001811637 | 10% Owner |
| BRF Investments, LLCCIK 0001880803 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Class A Common Stock | SSaleDisposed | −18,231 | $13.81 | −$251,793.81 | 1,769 | Direct | |
| Sep 17, 2021 | Class A Common Stock | SSaleDisposed | −5,000 | $13.77 | −$68,843.5 | 0 | Indirect | |
| Sep 17, 2021 | Class A Common Stock | SSaleDisposed | −5,000 | $13.77 | −$68,843.5 | 0 | Indirect | |
| Sep 17, 2021 | Class A Common Stock | SSaleDisposed | −5,000 | $13.77 | −$68,843.5 | 0 | Indirect | |
| Sep 17, 2021 | Class A Common Stock | SSaleDisposed | −5,000 | $13.77 | −$68,843.5 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.