Riley Bryant R's Form 4 filing
Alta Equipment Group Inc. (ALTG) · filed Sep 17, 2021
- Accession no.
- 0001213900-21-048700
- Filed
- Sep 17, 2021, 9:30 PM ET
- Trade date
- Sep 15-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $293.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Riley Bryant RCIK 0001207269 | 10% Owner |
| BRC Group Holdings, Inc.CIK 0001464790 | 10% Owner |
| B. Riley Securities, Inc.CIK 0001505748 | 10% Owner |
| BRC Partners Opportunity Fund, LPCIK 0001642765 | 10% Owner |
| B. Riley Capital Management, LLCCIK 0001658704 | 10% Owner |
| BRC Partners Management GP, LLCCIK 0001749420 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | PPurchaseAcquired | +5,031 | $12.80 | +$64,396.8 | 4,888,651 | Indirect | |
| Sep 16, 2021 | Common Stock | PPurchaseAcquired | +17,771 | $12.88F5 | +$228,915.36 | 4,906,422 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.80 to $13.00, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.