Richardson John S.'s Form 4 filing
American Virtual Cloud Technologies, Inc. (AVCT) · filed Sep 14, 2021
- Accession no.
- 0001213900-21-048121
- Filed
- Sep 14, 2021, 9:56 PM ET
- Trade date
- Sep 8-10, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $20.0K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Richardson John S.CIK 0001409643 | 10% Owner |
| Navigation Capital Partners II, L.P.CIK 0001809679 | 10% Owner |
| Stratos Management Systems Holdings LLCCIK 0001809716 | 10% Owner |
| NCP General Partner II LLCCIK 0001810024 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2021 | Common Stock | CConversionAcquired | +6,673,731 | – | – | 14,980,452 | Direct | |
| Sep 10, 2021 | Common Stock | XIn-the-money exerciseAcquired | +2,000,000 | $0.01 | +$20,000 | 16,980,452 | Direct | |
| Sep 10, 2021 | Common Stock | SSaleDisposed | −5,005 | $4.00 | −$20,020 | 16,975,447 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2021 | Common Stock | CConversionDisposed | −6,673,731 | $0.00 | – | 0 | Direct | |
| Sep 10, 2021 | Common Stock | XIn-the-money exerciseDisposed | −2,000,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.