Radoff Bradley Louis's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Sep 9, 2021
- Accession no.
- 0001213900-21-047251
- Filed
- Sep 9, 2021
- Trade date
- Sep 7-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $550.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Radoff Bradley LouisCIK 0001380585 | Other: See Explanation of Responses |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock | PPurchaseAcquired | +12,448 | $8.20 | +$102,073.6 | 379,337 | Direct | |
| Sep 8, 2021 | Common Stock | PPurchaseAcquired | +25,663 | $8.25 | +$211,719.75 | 405,000 | Direct | |
| Sep 9, 2021 | Common Stock | PPurchaseAcquired | +28,624 | $8.27 | +$236,720.48 | 433,624 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.