Baker Douglas P's Form 4 filing
OptimizeRx Corp (OPRX) · filed Sep 9, 2021
- Accession no.
- 0001213900-21-047223
- Filed
- Sep 9, 2021
- Trade date
- Sep 7-8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $829.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baker Douglas PCIK 0001028775 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock (pursuant to 10B5-1 plan) | SSaleDisposed | −2,232 | $70.53 | −$157,422.96 | 48,564 | Direct | |
| Sep 8, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $7.51 | +$75,100 | 58,564 | Direct | |
| Sep 8, 2021 | Common Stock (pursuant to 10B5-1 plan) | SSaleDisposed | −10,000 | $67.25 | −$672,500 | 48,564 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $7.51 | −$75,100 | 44,699 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.