Riley Bryant R's Form 4 filing
Eos Energy Enterprises, Inc. (EOSE) · filed Sep 3, 2021
- Accession no.
- 0001213900-21-046748
- Filed
- Sep 3, 2021, 9:30 PM ET
- Trade date
- Sep 1-3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $2.07M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Riley Bryant RCIK 0001207269 | 10% Owner |
| BRC Group Holdings, Inc.CIK 0001464790 | 10% Owner |
| B. Riley Securities, Inc.CIK 0001505748 | 10% Owner |
| BRC Partners Opportunity Fund, LPCIK 0001642765 | 10% Owner |
| B. Riley Capital Management, LLCCIK 0001658704 | 10% Owner |
| BRC Partners Management GP, LLCCIK 0001749420 | 10% Owner |
| B. Riley Principal Investments, LLCCIK 0001776226 | 10% Owner |
| B. Riley Principal Sponsor Co. II, LLCCIK 0001811637 | 10% Owner |
| BRF Investments, LLCCIK 0001880803 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −91,727 | $13.70 | −$1,256,971.77 | 123,782 | Indirect | |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −28,991 | $13.71 | −$397,515.89 | 94,791 | Indirect | |
| Sep 3, 2021 | Class A Common Stock | SSaleDisposed | −30,576 | $13.65 | −$417,341 | 64,215 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.