Stilwell Joseph's Form 4 filing
Wheeler Real Estate Investment Trust, Inc. (WHLR) · filed Aug 23, 2021
- Accession no.
- 0001213900-21-044381
- Filed
- Aug 23, 2021, 5:04 PM ET
- Trade date
- Aug 13-19, 2021
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 derivative transactions. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stilwell JosephCIK 0001113303 | Director, 10% Owner |
| Stilwell Value LLCCIK 0001397076 | 10% Owner |
| Stilwell Value Partners VII, L.P.CIK 0001555931 | 10% Owner |
| Stilwell Activist Fund, L.P.CIK 0001564452 | 10% Owner |
| Stilwell Activist Investments, L.P.CIK 0001573720 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Subscription Rights (right to buy) | MOption exerciseDisposed | −729,997 | $0.00 | $0 | 0 | Indirect | |
| Aug 19, 2021 | Common Stock | PPurchaseAcquired | +2,919,988 | $18,249,925.00 | – | – | Indirect | Price outlier |
| Aug 13, 2021 | Subscription Rights (right to buy) | MOption exerciseDisposed | −104,998 | $0.00 | $0 | 0 | Indirect | |
| Aug 19, 2021 | Common Stock | PPurchaseAcquired | +419,992 | $2,624,950.00 | – | – | Indirect | Price outlier |
| Aug 13, 2021 | Subscription Rights (right to buy) | MOption exerciseDisposed | −165,000 | $0.00 | $0 | 0 | Indirect | |
| Aug 19, 2021 | Common Stock | PPurchaseAcquired | +660,000 | $4,125,000.00 | – | – | Indirect | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.