Ellin Robert S's Form 4 filing
LiveOne, Inc. (LVO) · filed Aug 19, 2021
- Accession no.
- 0001213900-21-043891
- Filed
- Aug 19, 2021
- Trade date
- Aug 19, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $29.3K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellin Robert SCIK 0001071292 | Director, Officer (CEO & Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock, $0.001 par value | PPurchaseAcquired | +10,000 | $2.93F1 | +$29,300 | 1,619,666 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.885 to $2.96, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. ("Issuer") or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.
Referenced by the price of 1 transaction in Table I.