Ellin Robert S's Form 4 filing
LiveOne, Inc. (LVO) · filed Aug 17, 2021
- Accession no.
- 0001213900-21-043531
- Filed
- Aug 17, 2021
- Trade date
- Aug 16-17, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $27.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellin Robert SCIK 0001071292 | Director, Officer (CEO & Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Common Stock, $0.001 par value | PPurchaseAcquired | +10,000 | $2.79 | +$27,900 | 1,599,666 | Direct | |
| Aug 17, 2021 | Common Stock, $0.001 par value | AGrant or awardAcquired | +33,654 | – | – | 16,913,027 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock, $0.001 par value | AGrant or awardAcquired | +19,842 | $0.00 | $0 | 25,168 | Direct | |
| Aug 16, 2021 | Common Stock, $0.001 par value | AGrant or awardAcquired | +63,492 | $0.00 | $0 | 63,492 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.