Baker Douglas P's Form 4 filing
OptimizeRx Corp (OPRX) · filed Aug 10, 2021
- Accession no.
- 0001213900-21-041400
- Filed
- Aug 10, 2021
- Trade date
- Aug 9-10, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $772.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baker Douglas PCIK 0001028775 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock (pursuant to 10B5-1 plan) | SSaleDisposed | −10,000 | $64.31 | −$643,100 | 64,796 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $7.51 | +$75,100 | 74,796 | Direct | |
| Aug 10, 2021 | Common Stock (pursuant to 10B5-1 plan) | SSaleDisposed | −2,000 | $64.50 | −$129,000 | 72,796 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $7.51 | −$75,100 | 54,699 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.