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Lorex Investments AG's Form 4 filing

Wilhelmina International, Inc. (WHLM) · filed Aug 2, 2021

Accession no.
0001213900-21-039943
Filed
Aug 2, 2021, 9:47 PM ET
Trade date
Jul 27, 2021
Filing delay
6 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lorex Investments AGCIK 000145753010% Owner
Esch DieterCIK 000145753410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 27, 2021Common StockSSaleDisposed−237,500$2,375,000.00−$564,062,500,000475,000IndirectPrice outlier

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

On March 31, 2021, REV Alpha Holdings ("REV"), entered into a purchase agreement (the "Purchase Agreement") with Lorex Investments AG ("Lorex"), pursuant to which REV shall purchase 950,000 shares of the Issuer's common stock that Lorex owns (the "Purchased Shares") for aggregate consideration of $9.5 million, in four tranches. Pursuant to the Purchase Agreement, REV purchased the first tranche of 237,500 shares on March 31, 2021 and the second tranche of 237,500 shares on July 27, 2021.

Read the full filing on SEC EDGAR (opens in a new tab)