Grossman Jonas's Form 4 filing
Tessera Defense & Homeland Security Inc. (HLSQ) · filed Jul 28, 2021
- Accession no.
- 0001213900-21-039171
- Filed
- Jul 28, 2021
- Trade date
- Jul 26, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001213900-21-043458 (Aug 17, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grossman JonasCIK 0001423905 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock, par value $0.0001 | PPurchaseAcquired | +37,500 | –F1 | – | 372,217 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | PPurchaseAcquired | +28,125 | –F1 | – | 28,125 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person acquired 37,500 units consisting of one share of common stock and three-quarters of one warrant at a purchase price of $4.00 per unit.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.