Kuryea Kimberly A's Form 4 filing
General Dynamics Corp (GD) · filed May 22, 2024
- Accession no.
- 0001209191-24-005687
- Filed
- May 22, 2024
- Trade date
- May 20-21, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.98M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kuryea Kimberly ACIK 0001528108 | Officer (Senior Vice President & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2024 | Common Stock | MOption exerciseAcquired | +21,920 | $191.71 | +$4,202,283.2 | 101,175 | Direct | |
| May 20, 2024 | Common Stock | FTax withholdingDisposed | −17,559 | $300.59 | −$5,278,059.81 | 83,616 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseAcquired | +36,980 | $167.61 | +$6,198,217.8 | 120,596 | Direct | |
| May 20, 2024 | Common Stock | FTax withholdingDisposed | −27,997 | $300.59 | −$8,415,618.23 | 92,599 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −6,459 | $296.38F1 | −$1,914,318.42 | 86,140 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −482 | $298.17F2 | −$143,717.94 | 85,658 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −1,335 | $299.00F3 | −$399,165 | 84,323 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −3,934 | $300.00F4 | −$1,180,200 | 80,389 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −1,134 | $300.87F5 | −$341,186.58 | 79,255 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2024 | Common Stock | MOption exerciseDisposed | −21,920 | $0.00 | $0 | 0 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseDisposed | −36,980 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sale prices ranged from $296.35 to $297.22. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.
- F2
Sale prices ranged from $297.61 to $298.57. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.
- F3
Sale prices ranged from $298.71 to $299.64. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.
- F4
Sale prices ranged from $299.72 to $300.61. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.
- F5
Sale prices ranged from $300.74 to $300.96. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.