Moss William A's Form 4 filing
General Dynamics Corp (GD) · filed May 15, 2024
- Accession no.
- 0001209191-24-005648
- Filed
- May 15, 2024
- Trade date
- May 13-14, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.21M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moss William ACIK 0001702298 | Officer (Vice President and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2024 | Common Stock | MOption exerciseAcquired | +8,240 | $191.71 | +$1,579,690.4 | 24,864 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −8,240 | $294.95 | −$2,430,388 | 16,624 | Direct | |
| May 13, 2024 | Common Stock | MOption exerciseAcquired | +12,810 | $167.61 | +$2,147,084.1 | 29,434 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −12,810 | $294.78F1 | −$3,776,131.8 | 16,624 | Direct | |
| May 14, 2024 | Common Stock | GGiftDisposed | −1,100 | $0.00 | $0 | 15,524 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2024 | Common Stock | MOption exerciseDisposed | −8,240 | $0.00 | $0 | 0 | Direct | |
| May 13, 2024 | Common Stock | MOption exerciseDisposed | −12,810 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sale prices ranged from $294.73 to $294.89. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.