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Mancini Marianna's Form 4 filing

Viking Therapeutics, Inc. (VKTX) · filed May 2, 2024

Accession no.
0001209191-24-005486
Filed
May 2, 2024
Trade date
May 1, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $22.1M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mancini MariannaCIK 0001838112Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 1, 2024Common Stock, par value $0.00001 per shareMOption exerciseAcquired+17,999$4.68+$84,235.32366,507Direct
May 1, 2024Common Stock, par value $0.00001 per shareMOption exerciseAcquired+87,000$4.88+$424,560453,507Direct
May 1, 2024Common Stock, par value $0.00001 per shareMOption exerciseAcquired+90,000$5.80+$522,000543,507Direct
May 1, 2024Common Stock, par value $0.00001 per shareMOption exerciseAcquired+35,426$7.77+$275,260.02578,933Direct
May 1, 2024Common Stock, par value $0.00001 per shareMOption exerciseAcquired+51,000$8.52+$434,520629,933Direct
May 1, 2024Common Stock, par value $0.00001 per shareSSaleDisposed−23,746$76.40F2−$1,814,194.4606,187Direct
May 1, 2024Common Stock, par value $0.00001 per shareSSaleDisposed−26,142$77.49F3−$2,025,743.58580,045Direct
May 1, 2024Common Stock, par value $0.00001 per shareSSaleDisposed−105,343$78.65F4−$8,285,226.95474,702Direct
May 1, 2024Common Stock, par value $0.00001 per shareSSaleDisposed−119,946$79.29F5−$9,510,518.34354,756Direct
May 1, 2024Common Stock, par value $0.00001 per shareSSaleDisposed−6,248$80.08F6−$500,339.84348,508Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 1, 2024Common StockMOption exerciseDisposed−17,999$0.00$01Direct
May 1, 2024Common StockMOption exerciseDisposed−87,000$0.00$087,000Direct
May 1, 2024Common StockMOption exerciseDisposed−90,000$0.00$00Direct
May 1, 2024Common StockMOption exerciseDisposed−35,426$0.00$018,574Direct
May 1, 2024Common StockMOption exerciseDisposed−51,000$0.00$0153,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $76.09 to $76.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.00 to $77.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $78.00 to $78.9983, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.00 to $79.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80.02 to $80.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)