Lichter Stuart's Form 4 filing
CIK 0001708176 · filed Apr 29, 2024
- Accession no.
- 0001209191-24-005406
- Filed
- Apr 29, 2024, 4:57 PM ET
- Trade date
- Jun 7, 2023-Feb 28, 2024
- Filing delay
- 327 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 0 non-derivative transactions and 7 derivative transactions. It was filed 327 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lichter StuartCIK 0001685448 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Common Stock | PPurchaseAcquired | +313,234 | – | – | – | Indirect | |
| Nov 30, 2023 | Common Stock | HLess common codeDisposed | −746,997 | – | – | 0 | Indirect | |
| Nov 30, 2023 | Common Stock | PPurchaseAcquired | +3,884,382 | – | – | – | Indirect | |
| Dec 8, 2023 | Common Stock | PPurchaseAcquired | +2,747,252 | – | – | – | Indirect | |
| Jan 17, 2024 | Common Stock | PPurchaseAcquired | +604,395 | – | – | – | Indirect | |
| Feb 1, 2024 | Common Stock | PPurchaseAcquired | +219,780 | – | – | – | Indirect | |
| Feb 28, 2024 | Common Stock | PPurchaseAcquired | +199,624 | – | – | – | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.