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Walters Kirk W's Form 4 filing

M&T Bank Corp (MTB) · filed Mar 15, 2024

Accession no.
0001209191-24-004857
Filed
Mar 15, 2024
Trade date
Mar 13, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.18M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Walters Kirk WCIK 0001250515Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 13, 2024Common StockMOption exerciseAcquired+18,184$125.85+$2,288,456.424,551Direct
Mar 13, 2024Common StockMOption exerciseAcquired+10,661$123.44+$1,315,993.8435,212Direct
Mar 13, 2024Common StockSSaleDisposed−28,845$145.00−$4,182,5256,367Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 13, 2024Common StockMOption exerciseDisposed−18,184$0.00F3$00Direct
Mar 13, 2024Common StockMOption exerciseDisposed−10,661$0.00F3$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The option was granted under an employee stock option plan maintained by People's United Financial, Inc. ("People's United") and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)