Russo Evan L's Form 4 filing
Lazard, Inc. (LAZ) · filed Mar 13, 2024
- Accession no.
- 0001209191-24-004816
- Filed
- Mar 13, 2024
- Trade date
- Mar 11-13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.95M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Russo Evan LCIK 0001717489 | Officer (CEO of Asset Management) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2024 | Common Stock | MOption exerciseAcquired | +168,539 | – | – | 377,448 | Direct | |
| Mar 11, 2024 | Common Stock | DReturned to the companyDisposed | −75,000 | $39.20 | −$2,940,000 | 302,448 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −75,000 | $39.35 | −$2,951,250 | 227,448 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2024 | Common Stock | MOption exerciseDisposed | −168,539 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.