Matricaria Richard D.'s Form 4 filing
Marcus & Millichap, Inc. (MMI) · filed Mar 12, 2024
- Accession no.
- 0001209191-24-004803
- Filed
- Mar 12, 2024
- Trade date
- Mar 10-12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 11 non-derivative transactions and 5 derivative transactions. Open-market sales total $316.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Matricaria Richard D.CIK 0001861750 | Officer (EVP & COO - Western Division) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2024 | Common Stock | MOption exerciseAcquired | +1,376 | – | – | 4,939 | Direct | |
| Mar 10, 2024 | Common Stock | FTax withholdingDisposed | −492 | $34.06 | −$16,757.52 | 4,447 | Direct | |
| Mar 10, 2024 | Common Stock | MOption exerciseAcquired | +1,874 | – | – | 6,321 | Direct | |
| Mar 10, 2024 | Common Stock | FTax withholdingDisposed | −670 | $34.06 | −$22,820.2 | 5,651 | Direct | |
| Mar 10, 2024 | Common Stock | MOption exerciseAcquired | +2,364 | – | – | 8,015 | Direct | |
| Mar 10, 2024 | Common Stock | FTax withholdingDisposed | −846 | $34.06 | −$28,814.76 | 7,169 | Direct | |
| Mar 10, 2024 | Common Stock | MOption exerciseAcquired | +11,756 | – | – | 18,925 | Direct | |
| Mar 10, 2024 | Common Stock | FTax withholdingDisposed | −4,355 | $34.06 | −$148,331.3 | 14,570 | Direct | |
| Mar 10, 2024 | Common Stock | MOption exerciseAcquired | +4,072 | – | – | 18,642 | Direct | |
| Mar 10, 2024 | Common Stock | FTax withholdingDisposed | −2,064 | $34.06 | −$70,299.84 | 16,578 | Direct | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −9,500 | $33.32 | −$316,540 | 7,078 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2024 | Common Stock | MOption exerciseDisposed | −1,376 | $0.00 | $0 | 0 | Direct | |
| Mar 10, 2024 | Common Stock | MOption exerciseDisposed | −1,874 | $0.00 | $0 | 1,878 | Direct | |
| Mar 10, 2024 | Common Stock | MOption exerciseDisposed | −2,364 | $0.00 | $0 | 4,730 | Direct | |
| Mar 10, 2024 | Common Stock | MOption exerciseDisposed | −11,756 | $0.00 | $0 | 35,276 | Direct | |
| Mar 10, 2024 | Common Stock | MOption exerciseDisposed | −4,072 | $0.00 | $0 | 16,290 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.