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Dolan James Lawrence's Form 4 filing

Sphere Entertainment Co.SPHR · filed Feb 28, 2024

Accession no.
0001209191-24-004085
Filed
Feb 28, 2024, 8:33 PM ET
Trade date
Feb 26, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $2.44M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dolan James LawrenceCIK 0000933028Director, Officer (Executive Chairman / CEO), Other: Member of 13(d) Group
Dolan Kristin ACIK 0001480991Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 26, 2024Class A Common StockPPurchaseAcquired+55,093$41.08F1+$2,262,967.01439,619Direct
Feb 26, 2024Class A Common StockPPurchaseAcquired+4,281$41.59F3+$178,049.79443,900Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $40.48 to $41.46 per share. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $41.49 to $41.73 per share. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)