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Hale David F's Form 4 filing

Oncternal Therapeutics, Inc. (ONCT) · filed Feb 27, 2024

Accession no.
0001209191-24-004016
Filed
Feb 27, 2024
Trade date
Feb 23, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $8.86K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hale David FCIK 0001024004Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 23, 2024Common StockPPurchaseAcquired+714$9.04F1+$6,454.56714Direct
Feb 23, 2024Common StockPPurchaseAcquired+266$9.04F1+$2,404.6429,673Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The shares of common stock were acquired directly from another director of the Issuer, Robert James Wills, in a private sale. The price per share was based on the closing price of the Issuer's common stock on February 23, 2024.

Referenced by the price of 2 transactions in Table I.

Remarks

The number of shares of common stock in this form have been adjusted to reflect the Issuer's 1-for-20 reverse stock split effective as of January 8, 2024.

Read the full filing on SEC EDGAR (opens in a new tab)