Gathy Michael's Form 4/A amendment
AmendedLazard, Inc. (LAZ) · filed Feb 22, 2024
- Accession no.
- 0001209191-24-003864
- Filed
- Feb 22, 2024
- Trade date
- Feb 13-21, 2024
- Filing delay
- 9 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 15, 2024
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $14.6K. It was filed 9 days after the trade.
This amendment replaces 0001209191-24-003419 (filed Feb 15, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gathy MichaelCIK 0001995399 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | MOption exerciseAcquired | +662 | – | – | 662 | Direct | |
| Feb 13, 2024 | Common Stock | FTax withholdingDisposed | −277 | $38.55 | −$10,678.35 | 385 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −36 | $37.36 | −$1,344.96 | 349 | Direct | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −155 | $37.90 | −$5,874.5 | 194 | Direct | |
| Feb 16, 2024 | Common Stock | SSaleDisposed | −76 | $38.03 | −$2,890.28 | 118 | Direct | |
| Feb 20, 2024 | Common Stock | SSaleDisposed | −99 | $38.28 | −$3,789.72 | 19 | Direct | |
| Feb 21, 2024 | Common Stock | SSaleDisposed | −14 | $37.29 | −$522.06 | 5 | Direct | |
| Feb 21, 2024 | Common Stock | SSaleDisposed | −5 | $37.62 | −$188.1 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | MOption exerciseDisposed | −662 | – | – | 5,074 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.