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Briones Jose A's Form 4 filing

Pennantpark Investment Corp (PNNT) · filed Feb 14, 2024

Accession no.
0001209191-24-003313
Filed
Feb 14, 2024
Trade date
Feb 9-13, 2024
Filing delay
5 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $75.3K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Briones Jose ACIK 0001927262Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 9, 2024Common StockPPurchaseAcquired+7,450$6.70+$49,915251,735Direct
Feb 13, 2024Common StockPPurchaseAcquired+3,800$6.67+$25,346255,535Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)