Thomas Ragy's Form 4/A amendment
AmendedSprinklr, Inc. (CXM) · filed Feb 5, 2024
- Accession no.
- 0001209191-24-002792
- Filed
- Feb 5, 2024
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 20, 2023
This filing lists no transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $185.8K.
This amendment restates part of 0001209191-23-059354 (filed Dec 20, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thomas RagyCIK 0001866802 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-23-059354 (filed Dec 20, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2023 | Class A Common Stock | SSaleDisposed | −16,181 | $11.48F2 | −$185,757.88 | 449,956 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4 incorrectly listed the Reporting Person's spouse as holding Class A Common Stock. The Reporting Person's spouse does not hold any shares of Class A Common Stock.