Roualet Mark C.'s Form 4 filing
General Dynamics Corp (GD) · filed Jan 30, 2024
- Accession no.
- 0001209191-24-002407
- Filed
- Jan 30, 2024
- Trade date
- Jan 26, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $19.4M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roualet Mark C.CIK 0001446679 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2024 | Common Stock | MOption exerciseAcquired | +73,330 | $135.85 | +$9,961,880.5 | 222,535 | Direct | |
| Jan 26, 2024 | Common Stock | SSaleDisposed | −24,200 | $263.43F1 | −$6,375,006 | 198,335 | Direct | |
| Jan 26, 2024 | Common Stock | SSaleDisposed | −18,712 | $264.60F2 | −$4,951,195.2 | 179,623 | Direct | |
| Jan 26, 2024 | Common Stock | SSaleDisposed | −21,030 | $265.59F3 | −$5,585,357.7 | 158,593 | Direct | |
| Jan 26, 2024 | Common Stock | SSaleDisposed | −9,388 | $266.59F4 | −$2,502,746.92 | 149,205 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2024 | Common Stock | MOption exerciseDisposed | −73,330 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sale prices ranged from $262.935 to $263.89. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.
- F2
Sale prices ranged from $263.99 to $264.975. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.
- F3
Sale prices ranged from $265.015 to $265.895. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.
- F4
Sale prices ranged from $266.025 to $266.973. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.