Novakovic Phebe N's Form 4 filing
General Dynamics Corp (GD) · filed Jan 30, 2024
- Accession no.
- 0001209191-24-002405
- Filed
- Jan 30, 2024
- Trade date
- Jan 26-29, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.55M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Novakovic Phebe NCIK 0001222195 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2024 | Common Stock | MOption exerciseAcquired | +211,620 | $191.71 | +$40,569,670.2 | 985,597 | Direct | |
| Jan 26, 2024 | Common Stock | FTax withholdingDisposed | −179,265 | $265.72 | −$47,634,295.8 | 806,332 | Direct | |
| Jan 29, 2024 | Common Stock | SSaleDisposed | −32,255 | $264.31F1 | −$8,525,319.05 | 774,077 | Direct | |
| Jan 29, 2024 | Common Stock | SSaleDisposed | −100 | $265.03 | −$26,503 | 773,977 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2024 | Common Stock | MOption exerciseDisposed | −211,620 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sale prices ranged from $264.00 to $264.985. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.