CD&R Investment Associates X, Ltd.'s Form 4 filing
Core & Main, Inc. (CNM) · filed Jan 25, 2024
- Accession no.
- 0001209191-24-002241
- Filed
- Jan 25, 2024, 5:25 PM ET
- Trade date
- Jan 25, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $938.9M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CD&R Investment Associates X, Ltd.CIK 0001759120 | 10% Owner |
| CD&R Waterworks Holdings, L.P.CIK 0001871833 | 10% Owner |
| CD&R Waterworks Holdings GP, Ltd.CIK 0001871834 | 10% Owner |
| CD&R Fund X-A Waterworks B, L.P.CIK 0001871835 | 10% Owner |
| CD&R Fund X Waterworks B1, L.P.CIK 0001871836 | 10% Owner |
| CD&R Fund X Advisor Waterworks B, L.P.CIK 0001871837 | 10% Owner |
| CD&R Waterworks Holdings, LLCCIK 0001874292 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 25, 2024 | Class A Common Stock | SSaleDisposed | −75,343 | $40.99 | −$3,087,932.86 | 19,043 | Indirect | |
| Jan 25, 2024 | Class A Common Stock | SSaleDisposed | −11,276,753 | $40.99 | −$462,177,721.71 | 2,850,243 | Indirect | |
| Jan 25, 2024 | Class A Common Stock | SSaleDisposed | −1,014,587 | $40.99 | −$41,582,848.2 | 256,442 | Indirect | |
| Jan 25, 2024 | Class A Common Stock | CConversionAcquired | +7,415,404 | $0.00 | $0 | 7,415,404 | Indirect | |
| Jan 25, 2024 | Class A Common Stock | SSaleDisposed | −7,415,404 | $40.99 | −$303,920,332.94 | 0 | Indirect | |
| Jan 25, 2024 | Class A Common Stock | SSaleDisposed | −19,043 | $40.99 | −$780,477.36 | 0 | Indirect | |
| Jan 25, 2024 | Class A Common Stock | SSaleDisposed | −2,850,243 | $40.99 | −$116,817,209.36 | 0 | Indirect | |
| Jan 25, 2024 | Class A Common Stock | SSaleDisposed | −256,442 | $40.99 | −$10,510,275.37 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 25, 2024 | Class A Common Stock | CConversionDisposed | −7,415,404 | $0.00 | $0 | 1,874,272 | Indirect | |
| Jan 25, 2024 | Class A Common Stock | SSaleDisposed | −1,874,272 | $38.12 | −$71,447,248.64 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.