Rouan Sarah Kathryn's Form 4 filing
Viking Therapeutics, Inc. (VKTX) · filed Jan 19, 2024
- Accession no.
- 0001209191-24-001973
- Filed
- Jan 19, 2024
- Trade date
- Jan 19, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $691.5K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rouan Sarah KathrynCIK 0001761366 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2024 | Common Stock, par value $0.00001 per share | MOption exerciseAcquired | +30,000 | $8.32 | +$249,600 | 30,000 | Direct | |
| Jan 19, 2024 | Common Stock, par value $0.00001 per share | SSaleDisposed | −30,000 | $23.05 | −$691,500 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2024 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 25,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.