CD&R Investment Associates X, Ltd.'s Form 4 filing
Core & Main, Inc. (CNM) · filed Jan 11, 2024
- Accession no.
- 0001209191-24-001481
- Filed
- Jan 11, 2024, 6:29 PM ET
- Trade date
- Jan 10, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 2 derivative transactions. Open-market sales total $864.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CD&R Investment Associates X, Ltd.CIK 0001759120 | 10% Owner |
| CD&R Waterworks Holdings, L.P.CIK 0001871833 | 10% Owner |
| CD&R Waterworks Holdings GP, Ltd.CIK 0001871834 | 10% Owner |
| CD&R Fund X-A Waterworks B, L.P.CIK 0001871835 | 10% Owner |
| CD&R Fund X Waterworks B1, L.P.CIK 0001871836 | 10% Owner |
| CD&R Fund X Advisor Waterworks B, L.P.CIK 0001871837 | 10% Owner |
| CD&R Waterworks Holdings, LLCCIK 0001874292 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2024 | Class A Common Stock | SSaleDisposed | −75,847 | $38.12 | −$2,891,287.64 | 113,429 | Indirect | |
| Jan 10, 2024 | Class A Common Stock | SSaleDisposed | −11,017,766 | $38.12 | −$419,997,239.92 | 17,311,795 | Indirect | |
| Jan 10, 2024 | Class A Common Stock | SSaleDisposed | −991,289 | $38.12 | −$37,787,936.68 | 1,557,572 | Indirect | |
| Jan 10, 2024 | Class A Common Stock | CConversionAcquired | +7,465,098 | $0.00 | $0 | 7,465,098 | Indirect | |
| Jan 10, 2024 | Class A Common Stock | SSaleDisposed | −7,465,098 | $38.12 | −$284,569,535.76 | 0 | Indirect | |
| Jan 10, 2024 | Class A Common Stock | SSaleDisposed | −19,043 | $38.12 | −$725,919.16 | 94,386 | Indirect | |
| Jan 10, 2024 | Class A Common Stock | SSaleDisposed | −2,850,243 | $38.12 | −$108,651,263.16 | 14,461,552 | Indirect | |
| Jan 10, 2024 | Class A Common Stock | SSaleDisposed | −256,442 | $38.12 | −$9,775,569.04 | 1,301,130 | Indirect | |
| Jan 10, 2024 | Class A Common Stock | JOtherDisposed | −334,556 | $0.00 | $0 | 14,126,996 | Indirect | |
| Jan 10, 2024 | Class A Common Stock | JOtherDisposed | −30,101 | $0.00 | $0 | 1,271,029 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2024 | Class A Common Stock | CConversionDisposed | −7,465,098 | $0.00 | $0 | 11,163,948 | Indirect | |
| Jan 10, 2024 | Class A Common Stock | SSaleDisposed | −1,874,272 | $38.12 | −$71,447,248.64 | 9,289,676 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.