Surdykowski Andrew J's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Dec 28, 2023
- Accession no.
- 0001209191-23-059902
- Filed
- Dec 28, 2023
- Trade date
- Dec 26, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $297.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Surdykowski Andrew JCIK 0001755922 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 26, 2023 | Common Stock | MOption exerciseAcquired | +500 | $41.59 | +$20,795 | 44,357 | Direct | |
| Dec 26, 2023 | Common Stock | MOption exerciseAcquired | +500 | $50.01 | +$25,005 | 44,857 | Direct | |
| Dec 26, 2023 | Common Stock | MOption exerciseAcquired | +1,000 | $57.31 | +$57,310 | 45,857 | Direct | |
| Dec 26, 2023 | Common Stock | SSaleDisposed | −2,364 | $126.00 | −$297,864 | 43,493 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 26, 2023 | Common Stock | MOption exerciseDisposed | −500 | $0.00 | $0 | 0 | Direct | |
| Dec 26, 2023 | Common Stock | MOption exerciseDisposed | −500 | $0.00 | $0 | 10,080 | Direct | |
| Dec 26, 2023 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 9,439 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.