Rothstein Stuart's Form 4 filing
Apollo Commercial Real Estate Finance, Inc. (ARI) · filed Dec 28, 2023
- Accession no.
- 0001209191-23-059895
- Filed
- Dec 28, 2023
- Trade date
- Oct 16-Dec 26, 2023
- Filing delay
- 73 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $403.6K. It was filed 73 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothstein StuartCIK 0001128865 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2023 | Common Stock | SSaleDisposed | −40,000 | $10.09 | −$403,600 | 490,766 | Direct | |
| Dec 26, 2023 | Common Stock | AGrant or awardAcquired | +90,909 | $0.00 | $0 | 581,675 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.