Lane Nick's Form 4 filing
Equitable Holdings, Inc. (EQH) · filed Dec 26, 2023
- Accession no.
- 0001209191-23-059688
- Filed
- Dec 26, 2023
- Trade date
- Dec 22, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $333.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lane NickCIK 0001441552 | Officer ((See Remarks)) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2023 | Common Stock | MOption exerciseAcquired | +5,000 | $23.18 | +$115,900 | 169,132.41 | Direct | |
| Dec 22, 2023 | Common Stock | SSaleDisposed | −5,000 | $33.30F3 | −$166,500 | 164,132.41 | Direct | |
| Dec 22, 2023 | Common Stock | SSaleDisposed | −5,000 | $33.30F4 | −$166,500 | 159,132.41 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2023 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 109,417 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $33.1500 to $33.6600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $33.1000 to $33.6500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions