Simpson Adam K.'s Form 4 filing
Icosavax, Inc. (ICVX) · filed Dec 22, 2023
- Accession no.
- 0001209191-23-059625
- Filed
- Dec 22, 2023
- Trade date
- Dec 20-21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.35M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Simpson Adam K.CIK 0001873839 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2023 | Common Stock | SSaleDisposed | −62,205 | $15.46 | −$961,689.3 | 184,724 | Direct | |
| Dec 21, 2023 | Common Stock | MOption exerciseAcquired | +102,574 | $1.04 | +$106,676.96 | 287,298 | Direct | |
| Dec 21, 2023 | Common Stock | MOption exerciseAcquired | +40,000 | $2.47 | +$98,800 | 327,298 | Direct | |
| Dec 21, 2023 | Common Stock | MOption exerciseAcquired | +23,343 | $0.84 | +$19,608.12 | 350,641 | Direct | |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −50,000 | $15.44 | −$772,000 | 300,641 | Direct | |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −40,000 | $15.43 | −$617,200 | 260,641 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2023 | Common Stock | MOption exerciseDisposed | −102,574 | $0.00 | $0 | 314,676 | Direct | |
| Dec 21, 2023 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 237,146 | Direct | |
| Dec 21, 2023 | Common Stock | MOption exerciseDisposed | −23,343 | $0.00 | $0 | 4,789 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.