American International Group, Inc.'s Form 4 filing
Cliffwater Corporate Lending Fund · filed Dec 21, 2023
- Accession no.
- 0001209191-23-059425
- Filed
- Dec 21, 2023, 4:05 PM ET
- Trade date
- Dec 19, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| American International Group, Inc.CIK 0000005272 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | 7.23% Series Q Senior Secured Notes due January 20, 2031 | PPurchaseAcquired | +39,000,000 | $39,000,000.00 | +$1,521,000,000,000,000 | – | Indirect | Price outlier |
| Dec 19, 2023 | 7.40% Series R Senior Secured Notes due January 20, 2034 | PPurchaseAcquired | +50,000,000 | $50,000,000.00 | +$2,500,000,000,000,000 | – | Indirect | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The Reporting Person indirectly beneficially owns in excess of 10% of the referenced securities.