Lim Seah H.'s Form 4 filing
Emmaus Life Sciences, Inc. (EMMA) · filed Dec 19, 2023
- Accession no.
- 0001209191-23-059268
- Filed
- Dec 19, 2023, 7:44 PM ET
- Trade date
- Oct 9, 2022-Dec 15, 2023
- Filing delay
- 436 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market purchases total $30.9K. Open-market sales total $660. It was filed 436 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lim Seah H.CIK 0001949484 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 9, 2022 | Common stock, $0.001 par value | PPurchaseAcquired | +25,400 | $0.11 | +$2,794 | 63,900 | Direct | |
| Aug 25, 2023 | Common stock, $0.001 par value | PPurchaseAcquired | +92,100 | $0.27 | +$24,867 | 156,000 | Direct | |
| Aug 30, 2023 | Common stock, $0.001 par value | PPurchaseAcquired | +20,000 | $0.15 | +$3,000 | 176,000 | Direct | |
| Sep 5, 2023 | Common stock, $0.001 par value | PPurchaseAcquired | +1,700 | $0.15 | +$255 | 177,700 | Direct | |
| Dec 15, 2023 | Common stock, $0.001 par value | SSaleDisposed | −6,000 | $0.11 | −$660 | 171,700 | Direct | |
| Dec 15, 2023 | Common stock, $0.001 par value | JOtherAcquired | +4,447,426 | $0.29 | +$1,289,753.54 | 4,619,126 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Common Stock | JOtherDisposed | −240,000 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.